Nasdaq Trade Surveillance

Benefits of Nasdaq Trade Surveillance

• Real-Time Trade Surveillance Monitor buying and selling pastime because it takes place to discover suspicious patterns and save you marketplace manipulation.
• Post Trade Monitoring Analyze trades after execution to identify anomalies and make certain compliance with regulations like MAR, MiFID II, and Dodd-Frank.
• Regulatory Compliance Stay aligned with worldwide and nearby requirements the use of automatic alerts and unique reporting equipment.
• Cross-Market Coverage Surveil over 2 hundred markets which include equities, futures, alternatives, commodities, crypto, and FX for comprehensive oversight.
• Advanced Analytics & Machine Learning Use predictive models to identify high-threat behavior and adapt to evolving threats.
• Operational Efficiency Reduce manual workload by automating surveillance responsibilities and liberating up analysts for deeper investigations.
• Reputational Risk Management Protect your firm from reputational harm by means of proactively figuring out and addressing potential violations.

How to Use Nasdaq Trade Surveillance

1. Onboard Your Trading Data using change drop replica, direct uploads, or integration with buying and selling systems.
2. Configure Surveillance Models tailor-made in your asset training and regulatory desires.
3. Monitor Alerts generated via SMARTS software for unusual buying and selling behavior.
4. Investigate and Report the usage of built-in analytics and reporting gear for compliance submissions.
5. Refine Models based totally on ancient traits and regulatory comments to enhance accuracy.

Features of Nasdaq Trade Surveillance

• SMARTS Software Integration Leverages Nasdaq’s proprietary SMARTS technology for excessive-overall performance surveillance and sample reputation.
• Multi-Asset Monitoring Covers equities, constant income, FX, crypto, commodities, and dark pools for full-spectrum oversight.
• Customizable Alert Models Over 40 user-configurable models to tailor surveillance on your enterprise wishes.
• Cluster and Risk Scoring Aggregates trading facts into clusters and assigns danger rankings primarily based on regulatory benchmarks.
• Global Compliance Tools Supports REMIT, MAR, FERC, CFTC, and other global mandates for seamless regulatory alignment.
• Scalable SaaS Deployment Cloud-based totally setup with low infrastructure necessities and fast onboarding.
• Intuitive Interface Easy-to-use dashboard for compliance officials and analysts to manage indicators and investigations.

Nasdaq Trade Surveillance Demo

A demo is to be had through Nasdaq’s authentic website, showcasing how SMARTS software powers alternate surveillance and submit trade tracking. It includes walkthroughs of alert configuration, marketplace surveillance answer setup, and compliance reporting.

Nasdaq Trade Surveillance Pricing

Nasdaq Trade Surveillance follows a consistent with-characteristic pricing model. While exact expenses range based on deployment scale and asset insurance, corporations can request a quote without delay from Nasdaq. A loose trial is to be had, and no credit score card is required to start. Free version and API get admission to are not offered